科学学与科学技术管理 ›› 2024, Vol. 45 ›› Issue (03): 90-111.

• 创新战略与管理 • 上一篇    下一篇

开放参与对开源软件项目绩效的影响研究 —基于开放悖论视角

  

  1. 1. 中国人民大学 商学院,北京 100872
    2. 中国人民大学 数字创业创新研究中心,北京 100872; 
    3. 长江电力股份有限公司,武汉 430014
  • 收稿日期:2022-06-28 出版日期:2024-04-10 发布日期:2024-04-12
  • 通讯作者: 李晓宇,rbslixiaoyu@163.com
  • 作者简介:郭海(1980— ),男,汉族,山东临朐人,中国人民大学商学院教授、中国人民大学数字创业创新研究中心主任、博士, 研究方向:悖论视角下的创业成长理论、数智赋能企业创业、创新与战略管理;李晓宇(1996— ),女,汉族,山东安丘人,中国 人民大学商学院博士研究生,研究方向:开放战略、组织悖论;黄冉(1997— ),女,汉族,辽宁沈阳人,长江电力股份有限公司 硕士研究生,研究方向:数字创业创新。
  • 基金资助:
    中国人民大学科学研究基金(23XNL011

Open Participation and Open Source Software Project Performance: An Openness Paradox Perspective#br#

  1. 1. School of Business, Renmin University of China, Beijing 100872, China; 2. Research Center for Digital Entrepreneurship and Innovation, Renmin University of China, Beijing 100872, China; 
    3. China Yangtze Power Co., Ltd., Wuhan 430014, China
  • Received:2022-06-28 Online:2024-04-10 Published:2024-04-12

摘要: 近年来,开源日渐成为软件开发的新范式。不同于传统模式,开源软件开发依托数字化平台和模块化技术,表现 出明显的自愿参与、自主创新和自治运作特点。为此,开源软件项目可通过开放参与汇聚集体智慧,打造高价值产 品。然而,开放参与在激活知识获取的同时,也加重了知识吸收负担,对开源软件项目绩效发挥着“双刃剑”作用。立 足开放悖论视角,基于知识基础观,阐明了开源软件项目开放参与的双重影响机制:知识获取与知识吸收。在此基础 上,系统探讨开放参与广度和深度如何作用于开源软件项目绩效,以及许可证协议这一代表性治理机制的权变作用。 对 GitHub 平台上 409 个开源项目的实证研究发现:(1) 开放参与广度与开源软件项目绩效呈倒 U 型关系,即随着参与 者的持续涌入,绩效会先升后降;(2) 开放参与深度与开源软件项目绩效呈 U 型关系,即随着核心参与者的继续增加, 绩效会先降后升;(3) 高限制性许可证会强化开放参与广度与开源软件项目绩效间的倒 U 型关系。

关键词: font-family:FZKTK--GBK1-0, font-size:8.93pt, ">开放参与;开放悖论;开源软件;知识获取;知识吸收

Abstract: As a unique form of open innovation, the development of open source softwareOSSdiffers fundamentally from conventional software development and other open innovation activities with fixed procedures, practices and organizers: It allows entities to join voluntarily, innovate autonomously, and operate independently. Consequently, open participation not only facilitates rapid external knowledge acquisition for OSS projects but also subjects them to a significant burden of knowledge absorption. As awareness of the OSS landscape increases, research in the vein has recognized this 'double-edged sword' effect of open participation, but still lacks a holistic theoretical framework to explain it. In addition, scholars fail to systematically consider the multiple dimensions of open participation and clarify the impact of project governance mechanisms on the consequence of open participation. It is imperative to develop a systematic theoretical system to explore the impact of different types of open participation dialectically and comprehensively. Therefore, by adopting the openness paradox perspective and the knowledge base view, the impact mechanism of open participation in OSS projects is framed as a contest between knowledge acquisition and knowledge absorption. On this basis, this study considers the dual facets of open participation, namely breadth and depth, and analyze their diverse effects on the performance of OSS projects. Furthermore, this research places emphasis on the license agreement, a pivotal governance mechanism, to explore its contingent effects within the aforementioned relationships. This study takes 409 OSS projects on the GitHub platform as samples. Following the open innovation research, the breadth of open participation is measured by the number of participants, and the depth of open participation is measured by the number of core participants who are deeply integrated into the software development process. The restrictiveness of licenses is a coding based on type. The performance of OSS projects is measured by their number of downloads. The negative binomial regression model is used to conduct empirical analysis. The empirical results show that the breadth of open participation has an inverted U-shaped relationship with project performance. The influx of participants initially triggers an increase in performance but leads to a decrease after exceeding the threshold. In contrast, the depth of open participation has a U-shaped relationship with project performance. The increase of core participants initially causes a decrease in performance, but leads to an increase after exceeding the threshold. In addition, restrictive licenses reinforce the inverted U-shaped relationship between open participation breadth and project performance. By demonstrating the norms, intentions and preferences, the projects with restrictive licenses can attract more intrinsically motivated participants and motivate them to actively engage in software development. Consequently, such projects experience rapid knowledge acquisition gains in the early stages of breadth growth but face escalating knowledge absorption pressures in the later stages. The managerial implications mainly focus on two aspects. First, for OSS development teams, attracting ordinary contributors is undoubtedly important, but cultivating core contributors holds greater strategic significance. The latter's coordinating function should be leveraged to ensure the project operates orderly and alleviate the pressure of knowledge absorption. Additionally, it is vital to recognize the implicit governance function of license agreements. They can convey a project's values and production model and thus impact the composition of participators and potential knowledge contributions. Second, for open source community operators, boosting the visibility and interaction of core contributors is necessary. Related initiatives contribute to developing a layered organization operational model and elevating the coordination willingness and effectiveness of core contributors in its wake.

Key words: open participation, openness paradox, open source software, knowledge acquisition, knowledge absorption

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